Overview
Arthur Zwickel is a partner in the Investment Funds & Private Capital practice at Paul Hastings and practices in the area of securities, corporate, and investment management law. Mr. Zwickel’s practice focuses on structuring and organizing both registered and private investment funds, including mutual funds, closed-end funds, hedge funds, private equity funds, hybrid funds, and fund-of-funds. He also counsels investment advisers and broker-dealers on federal and state regulatory issues, including SEC, CFTC, FINRA, and NFA rules, and advises them on all aspects of their ongoing operations. Mr. Zwickel frequently assists spinout and startup asset management firms in all facets of their organization, including investment adviser registration, preparing and negotiating agreements among the owners, and seed capital transactions. He also advises a variety of institutional investors in connection with their investments into alternative investment funds.
Mr. Zwickel also has experience representing privately held, emerging growth, and publicly traded companies in a variety of transactions, including mergers and acquisitions, private placements, and public offerings.
Before attending law school, Mr. Zwickel worked for the accounting firm of Spicer & Oppenheim as an accountant concentrating in the audits of investment funds and commodities and securities brokers and dealers. Between February 2000 and September 2003, Mr. Zwickel served as Chief Financial Officer and General Counsel for two venture-backed companies in Silicon Valley.
Recognitions
- Chambers USA, Nationwide
- Chambers Global
- The Legal 500 US, Investment Fund Formation and Management: Alternative/Hedge Funds
Education
- Loyola Law School, J.D., 1993 (Note & Comment Editor, Loyola of Los Angeles Law Review)
- Loyola Marymount University, B.S., 1986
news
- Paul Hastings Advised PartnersAdmin LLC in Sale to TMF Group - March 27th, 2023
- Paul Hastings Advises IEQ Capital in a Growth Investment from Stone Point Capital LLC - January 19th, 2023
- Paul Hastings Recognized by Chambers Global 2022 - February 21st, 2022
- Paul Hastings Ranked as Top Three Firm for New Rankings and Recognized for Numerous Practice Strength and Growth in Chambers USA 2021 - May 21st, 2021
- Wolfe Research and Nomura Announce Strategic Alliance - July 15th, 2020
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2020 - May 1st, 2020
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2019 - May 1st, 2019
- Paul Hastings Represents TCW in Joint Venture with Scoggin Capital Management - December 3rd, 2012
- Paul Hastings Elects Sixteen To Partnership - November 10th, 2006
Recognitions
- Paul Hastings Funds Practices Recognized by Chambers USA 2022 - June 1st, 2022
- Paul Hastings Recognized by Chambers Global 2022 - February 21st, 2022
- Recognized by Chambers USA 2021 - May 21st, 2021
- Recognized by Chambers USA 2020 - May 1st, 2020
- Ranked by Chambers USA 2019 - April 26th, 2019
- Recognized as PERE's Global Award Winner for Transactions and Fund Formation - March 5th, 2012
insights
- SEC Reporting Obligations Under Section 13 and Section 16 of the Exchange Act - February 10th, 2023
- SEC Announces 2023 Examination Priorities for Fund Advisers - February 8th, 2023
- SEC Adopts Modernized Framework for Fund Valuation Practices - December 15th, 2020
- SEC Adopts New Rule for Fund of Funds Arrangements - October 20th, 2020
- Holding ABS Is Still Tricky: The EU Securitisation Regulation and its U.K. Equivalent - June 5th, 2020
- SEC Proposes Modernizing Fund Valuation Practices - April 27th, 2020
- SEC Adopts Offering Reforms for BDCs and Registered Closed-End Funds and Issues a Temporary Exemptive Order - April 13th, 2020
- These Are Volatile Times: What BDC Managers and BDC Boards Need to Know and Do - March 31st, 2020
- PH COVID-19 Client Alert Series: Regulatory and Practical Issues Facing Registered Investment Companies and Investment Advisers - March 17th, 2020
- SEC Proposes to Modernize Regulation of the Use of Derivatives by Registered Investment Companies - December 9th, 2019
- SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers - November 25th, 2019
- SEC Adopts Long-Awaited "ETF Rule" - October 2nd, 2019
- SEC Publishes New Proxy Voting Guidance - August 27th, 2019
- SEC Adopts Amendments to Auditor Independence Rule - June 24th, 2019
- SEC Adopts Rules & Interpretive Guidance Designed to Enhance and Clarify the Obligations of Financial Professionals - June 13th, 2019
- SEC Reporting Obligations Under Section 13 and Section 16 of the Exchange Act - February 6th, 2019
- SEC Proposes Changes to Fund of Funds Arrangements - December 20th, 2018
- Why Holding ABS Just Got Trickier: The EU Securitisation Regulation’s Impact on EU and Non-EU Investors - August 15th, 2018
- SEC Proposes Rule Designed to Permit Certain ETFs to Operate Without an Exemptive Order and Adopts Amendments to the Liquidity Rule - July 2nd, 2018
- Dodd-Frank Relief Bill Includes Provisions to Encourage Capital Formation - May 31st, 2018
Involvement
- Board Member, California Alternative Investments Association
- Board Member, California Hedge Fund Association
- Certified Public Accountant in the state of California (inactive)