Mark D. Pollack
Partner, Litigation Department and General Counsel Emeritus
Overview
Mark D. Pollack is a partner in the Litigation practice of Paul Hastings and is based in the firm’s Chicago office. He also serves as the firm’s General Counsel Emeritus. Mr. Pollack concentrates his practice in the areas of white-collar criminal defense, complex commercial litigation, internal corporate investigations, and compliance counseling. He has extensive experience in counseling and defending corporations, boards of directors, and executive officers in relation to a broad range of issues, including the defense of grand jury investigations, SEC and other regulatory probes, securities class action defense, and qui tam litigation. He regularly advises corporate officers and directors with respect to the scope and application of their fiduciary obligations, issues involving financial reporting and related disclosures, and the adequacy of internal controls and compliance programs.
Before joining Paul Hastings, Mr. Pollack served for eight years as Arthur Andersen’s general counsel, responsible for managing the firm’s multi-faceted wind-down activities. In that capacity, Mr. Pollack served as the principal counsel and strategic advisor to Andersen’s board and executive management team and actively supervised Andersen’s largest litigation challenges, including the appeal giving rise to the Supreme Court’s reversal of the firm’s 2002 conviction for obstruction of justice as well as the successful resolution of numerous multi-billion-dollar securities class action lawsuits and professional liability claims, most often predicated upon breach of fiduciary duty and related allegations.
Prior to Andersen, Mr. Pollack was co-chair of the white-collar practice of a prominent national law firm, where he developed extensive expertise representing numerous corporations, directors and officers in defense of government investigations and prosecutions. Mr. Pollack regularly represented corporate boards, special litigation committees and board audit committees in connection with DOJ, SEC and other governmental probes and often led internal investigations for a broad array of corporate clients. Mr. Pollack regularly conducted internal investigations and developed corporate compliance plans, with a particular focus on clients in the pharmaceutical and healthcare industries.
Mr. Pollack began his litigation practice as an Assistant U.S. Attorney in Chicago, where over seven years he became a supervisor in that office and participated in more than 20 federal jury trials and 50 appeals to the Seventh Circuit, including the fraud and corruption prosecution of the former governor of Illinois and a multi-year undercover investigation and prosecution of fraudulent trading practices at Chicago’s futures exchanges. Mr. Pollack received several awards from the Department of Justice in recognition of his superior performance as a federal prosecutor.
Mr. Pollack has written and lectured frequently on matters relating to corporate governance, white-collar criminal defense, and internal corporate investigations. He has been recognized for many years as a leading litigator by Chambers USA and is ranked in Band 2 for commercial litigation in Illinois.
Mr. Pollack graduated with highest distinction from the University of Michigan in 1981 and obtained his J.D. degree, magna cum laude, from the University of Michigan Law School in 1984. From 1984-85, Mr. Pollack served as law clerk to the Honorable Stephen Reinhardt, United States Court of Appeals for the Ninth Circuit. He is a member of the bar of the State of Illinois, of the United States Supreme Court and of several federal district and appellate courts.
Education
- University of Michigan Law School, J.D., 1984
- University of Michigan Ann Arbor, B.A., 1981
Representations
- Lead counsel for Fortune 100 global technology firm in connection with numerous pending litigated and arbitrated disputes involving scope and application of contractual restrictive covenants essential to planned business expansion
- Lead counsel to global manufacturing conglomerate in defense of pending international arbitration concerning patent rights and alleged violation of non-solicitation provisions
- Lead counsel to domestic subsidiary of global cosmetics firm in defense of class action litigation involving alleged violation of Illinois Biometric Privacy statute
- Lead counsel to board audit committees of multiple public companies in connection with internal investigations into the adequacy of financial reporting and related internal controls, and in the defense of ongoing SEC and DOJ probe investigations related thereto
- Lead advisor to multiple private equity firms in connection with litigation defense and related strategies concerning breach of contract and fiduciary duty claims involving varied portfolio companies across multiple industries
- Lead counsel for global consumer electronics firm in defense of Lanham Act and misappropriation of publicity claims
- Lead counsel to automobile dealership in defense of grand jury investigation of alleged lender fraud
- Lead counsel to national tax services provider in connection with internal investigation of fraud claims against former principals
- Lead counsel to national power company in connection with post-acquisition disputes with acquired entities
- Lead counsel to global medical products company in connection with contractual disputes with regional distributors
- Retained as Special Litigation Counsel by Bankruptcy Trustee to evaluate and pursue breach of duty claims associated with $200m+ misappropriation of customer funds by CEO of futures trading firm
- Lead counsel to global manufacturing conglomerate in connection with internal investigation and compliance training regarding alleged trade secret misappropriation
- Lead advisor to General Counsel of multi-national chemical company with respect to proactive risk mitigation and litigation strategies
- Lead counsel to Special Board Committee of multi-state service provider for developmentally disabled patients in connection with internal investigation and resolution of related whistleblower breach of duty claims
- Lead counsel for COO of healthcare services provider in defense of qui tam fraud suit
- Lead counsel to multi-state hospital network in successful resolution of Medicare/Medicaid billing dispute
- Lead counsel to healthcare revenue management firm in defense of qui tam litigation and related federal grand jury investigation into billing practices
- Lead counsel to CEO of Fortune 50 drugstore chain in connection with SEC investigation of and parallel civil litigation involving breach of duty claims relating to financial reporting/disclosure issues
- Lead counsel to medical products manufacturer in connection with varied distributor and competitor disputes
- Co-lead counsel on behalf of Korea-based chemical company in defense of civil and criminal charges relating to alleged trade secret misappropriation
- Lead counsel to multi-national automotive parts manufacturer in defense of U.S. and foreign-based litigation
- Lead counsel to Board Audit Committee Chairman in successful defense of SEC investigation of alleged violation of auditor independence rules and related civil breach of fiduciary duty claims
- Lead counsel to Board Audit Committee regarding investigation/governance procedures following allegations of financial statement irregularities
- Principal advisor to AALLP Board regarding wind-down strategy, litigation and business matters
- Represent global airline as trial counsel in contested bankruptcy proceedings to reject collective bargaining agreements with multiple unions
- Lead trial counsel for global conglomerate in successful defense of post-judgment enforcement proceedings involving near $1bn dispute
- Represent numerous private equity firms and portfolio companies in litigation/dispute resolution in various M&A-related disputes
- Represent chain of physical therapy service providers in defense of unfair competition/deceptive practices complaint
- Represent attorneys/legal aid organization in defense of state disciplinary commission inquiry
- Advise practice leaders of global accounting firm regarding varied financial statement reporting and disclosure obligations
- Principal advisor to General Counsel and senior management of global information services provider regarding litigation options and business strategies to resolve fraud claim relating to substantial corporate acquisition
- Advise senior management of global consumer products firm in contractual dispute with global drugstore chain regarding exclusive distribution relationship
- Advise General Counsel of global airline regarding litigation strategy to effect successful resolution of decade-long dispute
- Defend CFO of leading healthcare services provider in connection with Board Audit Committee internal investigation of revenue recognition practices
- Defend senior executive officers of healthcare services provider in connection with federal grand jury investigation of alleged violations of anti-kickback and bribery statutes
- Represent investment advisory firm in connection with federal grand jury investigation of third party misapplication of client funds
- Retained by leading financial services firm as expert witness to opine on reasonableness of defense strategy and legal fees in $100m insurance coverage arbitration
- Advise CEO of private equity firm in indemnification dispute with seller of portfolio company
- Represent CEO of financial services company in connection with federal grand jury investigation of alleged tax fraud
- Represent CEO of financial services firm in defense and successful resolution of state regulatory proceeding
news
- Paul Hastings Celebrated as Most Impressive Investigations Practice at Global Investigations Review’s Annual Awards - November 10th, 2021
- Paul Hastings Ranked as Top Three Firm for New Rankings and Recognized for Numerous Practice Strength and Growth in Chambers USA 2021 - May 21st, 2021
- Paul Hastings' IP Practice Steers Samsung to Victory Against Multiple Patent Claims by Wireless Technology Company NuCurrent - February 24th, 2021
- Paul Hastings Named to World’s Top 10 Best Investigations Practices by Global Investigations Review - October 23rd, 2020
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2020 - May 1st, 2020
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2019 - May 1st, 2019
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2018 - May 11th, 2018
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2017 - June 5th, 2017
- KCC Corporation Adopts Global Standard Compliance Program - January 3rd, 2017
- Paul Hastings Practices and Lawyers Score Top Rankings in Chambers USA 2016 - June 8th, 2016
- Arthur Andersen General Counsel Joins Paul Hastings in Chicago - October 12th, 2011
Recognitions
- Paul Hastings Complex Litigation and Arbitration Practice Recognized by Chambers USA 2022 - June 1st, 2022
- Paul Hastings Named 'White Collar Group of the Year' by Law360 - January 27th, 2022
- Paul Hastings Championed as Most Impressive Investigations Practice by Global Investigations Review - November 10th, 2021
- 2021 Legal 500 United States Guide Ranks More Than Fifteen Paul Hastings’ Intellectual Property Practice Lawyers - June 17th, 2021
- Paul Hastings Litigation Practice Recognized by Chambers USA 2021 - May 28th, 2021
- Recognized by Chambers USA 2021 - May 21st, 2021
- Recognized by Chambers USA 2020 - May 1st, 2020
- Ranked by Chambers USA 2019 - April 26th, 2019
- Recognized by Chambers USA 2018 - May 15th, 2018
- Recognized by Chambers USA 2017 - June 5th, 2017
- Recognized by Chambers USA 2016 - June 8th, 2016
insights
- Rosenbach v. Six Flags Entertainment Corporation:The Illinois Supreme Court Clarifies BIPA’s “Aggrieved” Pleading Requirement - February 6th, 2019
- Going, Going, Gone: First Law of the Trump Administration Repeals Regulations Implementing Section 1504 Reporting Requirements for Payments to Governments by Oil, Gas, and Mining Companies - February 15th, 2017
- Gift Giving and Insider Trading: The Supreme Court Rules in Government’s Favor in Significant Insider Trading Case - December 7th, 2016
- Teva Pharmaceuticals Announces a Reserve of $520M in View of What Stands to Be the Fourth Largest FCPA Resolution to Date - November 17th, 2016
- FCPA Enforcement: Tech Companies and the Pilot Program - September 23rd, 2016
- They Keep Coming: The SEC Enters a $5.5M Settlement with AstraZeneca PLC Resolving FCPA Allegations - September 12th, 2016
- Take Two—The SEC Adopts Section 1504 Reporting Requirements for Payments to Governments by Oil, Gas, and Mining Companies - July 5th, 2016
- Ever Active and Perhaps Not So New—The SEC Awards Three Dodd-Frank Whistleblowers - June 9th, 2016
- The Uncertain Implications of Luis v. United States - May 25th, 2016
- “Obama Out?" Not So Fast. President Obama Presented With Legislation that Would Create a Federal Civil Remedy for the Misappropriation of Trade Secrets - May 4th, 2016
- The Panama Papers Problem: Global Financial Institutions Face Increasing Liability for Clients’ Tax Evasion - May 2nd, 2016
- Calm Before the Storm: Financial Institutions Should Expect a Wave of Civil and Criminal Investigations Following the Next Panama Papers Release - April 29th, 2016
- Another Life Sciences Company Gets Hit Hard: Olympus Pays $646M to Resolve Corruption Allegations in a Unique Dual FCA / FCPA Resolution - March 28th, 2016
- The Revival of a Four Year—Old Trade Secrets Prosecution May Shed Light on Whether the U.S. Government Can Effect Service on Foreign Corporations Without a U.S. Presence - January 27th, 2016
- Your Joint Venture In Fact Can Be Your Problem: Bristol Meyers Squibb Pays $14M to Resolve FCPA Allegations - October 12th, 2015
- Time for Supreme Court to Weigh in on Scope of Dodd-Frank Act’s Anti-Retaliation Protection? - September 15th, 2015
- DOJ’s New Focus on Corporate Executives: The Practical Effects - September 14th, 2015
- Inside Out: The SEC Awards $1 Million Plus to Yet Another Compliance Professional Turned Whistleblower - May 6th, 2015
- Not Finished With You Yet—The U.S. Government Extends its Deferred Prosecution Agreement With Biomet, Inc., Again Underscoring the FCPA Risks in Life Sciences - March 26th, 2015
- SEC Whistleblower Rules - January 28th, 2015
Engagement & Publications
- Co-Chair and Moderator, PLI Conference, Internal Investigations 2020, Chicago, IL, October 2020
- Co-Chair and Moderator, PLI Conference, Internal Investigations 2019, Chicago, IL, June 2019
- Moderator and Contributing Author, PLI Conference, Internal Investigations 2016, Chicago, IL, June 2016
- Author, “The Uncertain Implications of Luis v. United States,” BNA Criminal Law Reporter, May 19, 2016
- Panelist, The Panama Papers: Understanding the Disclosure and its Implications, Paul Hastings Client Roundtable, Seoul, Korea, May 2016
- Moderator and Contributing Author, Chicago Law Bulletin, Annual White Collar Crime and Corporate Governance Conference, Chicago, IL, April 2016
- Moderator and Contributing Author, PLI Conference, Internal Investigations 2015, Chicago, IL, June 2015
- Speaker and Contributing Author, Annual Securities Litigation & Enforcement 2015 Update, Sandpiper Partners, Chicago, IL, April 2015
- Moderator and Contributing Author, PLI Conference, Internal Investigations 2014, Chicago, IL, June 2014
- Moderator and Contributing Author, Chicago Law Bulletin, Annual White Collar Crime and Corporate Governance Conference, Chicago, IL, April 2014
- Moderator and Contributing Author, PLI Conference, Internal Investigations 2013, Chicago, IL, June 2013
- Moderator, Navigant Legal Roundtable, Navigating the Minefield of Whistleblower Claims, Chicago, IL, June 2013
- Author, “Ruling Dramatically Expands Scope of Whistleblower Protections Under Sarbanes-Oxley,” Financial Fraud Law Report, May 2013
- Speaker and Contributing Author, Chicago Law Bulletin, Annual White Collar Crime and Corporate Governance Conference, Chicago, IL, April 2013