left-caret

Client Alert

New Disclosure Requirements for Portfolio Managers of Registered Management Investment Companies

September 03, 2004

Investment Management Practice Group

On August 18, 2004, the Securities and Exchange Commission adopted amendments to Form N-1A, N-2, N-3 and N-CSR that are designed to improve disclosure provided by mutual funds and closed-end funds about their portfolio managers.

Click here for a PDF of the full text

Practice Areas

Investment Management