Insider Trading: Regulatory and Enforcement Developments and Trends

Insider trading is front and center at the SEC and DOJ, and has increasingly been used to police conduct outside traditional finance and securities markets. Please join senior partners of Paul Hastings’ Investigations and White Collar Defense team — who also are SEC and DOJ alumni — as we discuss current trends in insider trading enforcement and what lies over the horizon.

This timely seminar will cover implications of the amended Rule 10b5-1; developments and trends in NFT and cryptocurrency enforcement actions; the next wave of shadow and alternative trading cases; short seller issues; and other issues that companies, their officers and directors, and investment funds, should consider as they navigate risks and challenges in 2023 and beyond.

CLE credit will be available.