Overview
Arun Srivastava is a partner in the London office of Paul Hastings. He provides sound and comprehensive legal advice on regulatory requirements across Europe. Mr. Srivastava spent a year on secondment to the U.K. Financial Services Authority between April 1999 and April 2000.
Mr. Srivastava focuses his practice on helping regulated firms comply with evolving regulatory obligations, particularly in relation to innovation in the FinTech space. He has particular expertise in advising clients on the cross-border offering of products and services across the European Union including in relation to the use of national private placement regimes. Mr. Srivastava also advises clients on complex contentious financial services matters including regulatory investigations and disputes.
Recognitions
- Recommended for Financial Services by Chambers UK 2020 and Legal 500 UK 2020:
- ‘As part of a broad-based regulatory practice, Arun Srivastava is best known for handling high-profile investigations. Interviewees value his "excellent understanding of the regulatory infrastructure."’
- ‘Arun Srivastava is "incredibly intelligent and extraordinarily commercial."’
- "Arun Srivastava is one of a kind and has one of the best financial services regulatory minds I have ever seen"’
- "Arun Srivastava is a market leader in the FS regulatory space. He has excellent knowledge of investment services, payment services and other financial services regulatory issues, and is extremely adapt at client management"
- Recommended by Chambers U.K. for Banking Litigation; Financial Services: Contentious Regulatory; Financial Services: Non-contentious Regulatory; and Litigation
- Recommended by Legal 500 U.K. for Financial Services and Fintech
Education
- College of Law at Guildford (L.S.F.),1989
- University of Southampton (LL.B.), 1988
Representations
- Represented a global financial services institution on the implications of Brexit on its European operations and implementing a major restructuring across Europe to take account of Brexit, including obtaining licensing in the European Union.
- Represented the Financial Conduct Authority on Judicial Review proceedings relating to the role of Skilled Persons in the Interest Rate Hedging Product Review.
- Represented a U.K. regulated firm on a s.166 review of its governance arrangements and sales processes.
- Represented on the establishment of a U.K. crypto-currency exchange and authorization as an Electronic Money Institution.
- Represented a global custody bank on client money and segregation issues in multiple jurisdictions.
- Represented a U.K. wholesale markets business on the implementation of the Fourth Money Laundering Directive in the U.K. and across Europe.
- Represented a major funds group on the offering of an institutional insurance wrapped funds product across multiple jurisdictions.
news
- Paul Hastings Earns Top Ranking in Chambers UK 2024 - October 20th, 2023
- Paul Hastings Advised GTCR in $18.5 Billion Majority Stake Acquisition of Worldpay - July 7th, 2023
- Paul Hastings Advised CVC Credit in Largest Ever Global CLO Equity Fund - July 6th, 2023
- Paul Hastings Again Earns Top Rankings in the Chambers FinTech Guide - December 12th, 2022
- Paul Hastings Again Receives Top Rankings in Chambers UK 2023 - October 20th, 2022
- Amber Infrastructure related entities, Allianz and Dalmore take further stake in Thames Tideway Tunnel - June 6th, 2022
- Paul Hastings Secures Top Rankings in Chambers FinTech Guide 2022 - December 13th, 2021
- Paul Hastings Practices and Lawyers Recognized for Excellence in Legal 500 United Kingdom 2022 - October 1st, 2021
- US aerospace and defence supplier Cobham acquires UK rival Ultra Electronics - August 18th, 2021
- Paul Hastings Secures Top Rankings in Chambers FinTech Guide 2021 - December 21st, 2020
- UK Finance Announces Work on UK Statutory Sanctions Review - November 5th, 2020
- Paul Hastings Wins "Managing Complexity and Scale" Award and Ranked #3 in Europe for Legal Expertise by the Financial Times - September 13th, 2019
- Teleperformance Completes Acquisition of Intelenet - October 4th, 2018
- Paul Hastings London Advance Continues with Top Financial Services Regulatory Partner - June 11th, 2018
Recognitions
- Paul Hastings Again Earns Top Rankings in Chambers FinTech 2024 - December 5th, 2023
- Paul Hastings Earns Top Ranking in Chambers UK 2024 - October 20th, 2023
- Paul Hastings Again Earns Top Rankings in the Chambers FinTech Guide - December 12th, 2022
- Paul Hastings Again Receives Top Rankings in Chambers UK 2023 - October 20th, 2022
- Paul Hastings Top Ranked in Chambers FinTech Guide 2022 - December 13th, 2021
- Recognized for Excellence in Legal 500 United Kingdom - October 1st, 2021
insights
- U.K. Financial Institutions – New Guidelines on Acquisitions and Changes in Control - November 20th, 2024
- MiCA – ESMA’s Mandates for Crypto Market Abuse, Suitability and Crypto Transfer Services - June 24th, 2024
- Spotlight: Expansion of Corporate Criminal Liability under the Economic Crime and Corporate Transparency Act 2023 - December 8th, 2023
- FCA—Keep an Eye on the U.K. Regulator Who Clearly Does its Homework on Tackling Greenwashing - November 28th, 2023
- AIFMD II – A Summary of the Key Changes - November 27th, 2023
- Financial Sanctions—Ten Key Due Diligence Principles - November 22nd, 2023
- The U.K. Abolishes the Bonus Cap for Banks - October 25th, 2023
- Financial Sanctions—Systems and Controls for FCA Firms - October 20th, 2023
- Compliance Officer Bulletin: Money Laundering and Financial Crime - December 1st, 2021
- U.K. FinTech and Financial Services - Britcoin to the Scalebox; the U.K. Government Announces Plans to Boost the FinTech Sector and to Develop a Digital Pound - April 29th, 2021
- U.K. Gets Tougher in Penalising Financial Sanctions Breaches – New OFSI Guidance - March 24th, 2021
- U.K. Supreme Court Clarifies the Scope of Section 2(3) of The Criminal Justice Act 1987 by Holding that a Foreign Company cannot be compelled to Produce Documents Held Abroad - March 17th, 2021
- ESG—Overview and Practical Guide to the New EU Sustainable Finance Disclosure Rules - March 10th, 2021
- The Future of Fintech in the U.K. – The Kalifa Review - March 8th, 2021
- Climate Related Disclosures For Financial Institutions – New U.K. Mandatory Requirements - November 16th, 2020
- Compliance Officer Bulletin: Money Laundering and Financial Crime - October 20th, 2020
- Spotlight on Foreign Firms—UK FCA Sets Out High Regulatory Expectations - September 29th, 2020
- Facilitating Tax Evasion—Enforcement of the U.K.’s Corporate Criminal Offence - September 1st, 2020
- Anti-Money Laundering Lessons to be Learnt from the Commerzbank Fine - July 21st, 2020
- Holding ABS Is Still Tricky: The EU Securitisation Regulation and its U.K. Equivalent - June 5th, 2020