Overview
Arthur Zwickel is a partner in the Investment Funds & Private Capital practice at Paul Hastings and practices in the area of securities, corporate, and investment management law. Mr. Zwickel’s practice focuses on structuring and organizing both registered and private investment funds, including mutual funds, closed-end funds, hedge funds, private equity funds, hybrid funds, and fund-of-funds. He also counsels investment advisers and broker-dealers on federal and state regulatory issues, including SEC, CFTC, FINRA, and NFA rules, and advises them on all aspects of their ongoing operations. Mr. Zwickel frequently assists spinout and startup asset management firms in all facets of their organization, including investment adviser registration, preparing and negotiating agreements among the owners, and seed capital transactions. He also advises a variety of institutional investors in connection with their investments into alternative investment funds.
Mr. Zwickel also has experience representing privately held, emerging growth, and publicly traded companies in a variety of transactions, including mergers and acquisitions, private placements, and public offerings.
Before attending law school, Mr. Zwickel worked for the accounting firm of Spicer & Oppenheim as an accountant concentrating in the audits of investment funds and commodities and securities brokers and dealers. Between February 2000 and September 2003, Mr. Zwickel served as Chief Financial Officer and General Counsel for two venture-backed companies in Silicon Valley.
Recognitions
- Chambers USA, Nationwide
- Chambers Global
- The Legal 500 US, Investment Fund Formation and Management: Alternative/Hedge Funds
Education
- Loyola Law School, J.D., 1993 (Note & Comment Editor, Loyola of Los Angeles Law Review)
- Loyola Marymount University, B.S., 1986
insights
- Holding ABS Is Still Tricky: The EU Securitisation Regulation and its U.K. Equivalent - June 5th, 2020
- Why Holding ABS Just Got Trickier: The EU Securitisation Regulation’s Impact on EU and Non-EU Investors - August 15th, 2018
- Private Fund Report—Summary of Key Developments—Summer 2017 - August 1st, 2017
- CFTC Adopts Final Harmonization Rules - August 16th, 2013
- Hedge Fund Report - Summary of Key Developments - Fall 2012 - December 5th, 2012
- SEC and CFTC Adopt Private Fund Adviser Reporting Form - November 28th, 2011
- Hedge Fund Report Summary of Rules Affecting Investments in Initial Public Offerings - July 27th, 2011
- SEC To Adjust "Qualified Client" Dollar Thresholds For Investment Adviser Performance Fee Rule, Implementing Requirements Imposed By Dodd-Frank - May 18th, 2011
- FINRA Proposes Revisions To Its Mutual Fund Cash Compensation Disclosure Rules - May 18th, 2011
- Hedge Fund Report Summary of Key Developments - Spring 2011 - April 25th, 2011
Involvement
- Board Member, California Alternative Investments Association
- Board Member, California Hedge Fund Association
- Certified Public Accountant in the state of California (inactive)